Compliance Officer (Lyon, France) - #45596

ARCHIMED


Date: il y a 1 semaine
Ville: Lyon, Auvergne-Rhône-Alpes
Type de contrat: Temps plein

Location : LYON, FRANCE

About ARCHIMED

With offices in Europe, North America and Asia, ARCHIMED is a leading investment firm focused exclusively on healthcare industries. Its mix of operational, medical, scientific and financial expertise allows ARCHIMED to serve as both a strategic and financial partner to healthcare businesses. Prioritized areas of focus include Biopharma Products, Consumer Health, Healthcare IT, In Vitro Diagnostics, Life Science Tools & Biologic Services, MedTech, and Pharma Services.

ARCHIMED helps partners internationalize, acquire, innovate and expand their products and services. ARCHIMED manages €8 billion across its various funds, including the largest healthcare-only private equity fund raised by a European-based General Partner. Since inception, ARCHIMED has been a committed Impact investor, both directly and through its EURÊKA Foundation.

The Team

  • An international team (with more than 38 nationalities) with complementary education and experience in the investment, medical, scientific, strategic and operational sectors
  • Composed of alumni from: INSEAD, Berkeley, Georgetown, Bocconi, HEC Paris, Ponts et Chaussées, ESSEC, Imperial College, Dartmouth, etc.
  • Professional backgrounds: Private Equity (3i, Siparex, USS Ltd, Barings, capiton), Consulting (A.T. Kearney, Bain, McKinsey), M&A (Lazard, EY, KPMG, PwC), Industry (Biotronik, Cerba, Pharmacy, Veterinary)

ROLE OVERVIEW

Reporting to the RCCI, the Compliance Officer will be responsible for a broad range of compliance and regulatory matters covering ARCHIMED's AIFM-regulated activities and the retail focused product offering of ARCHIMED's evergreen fund strategy, MED Access. ARCHIMED

The successful candidate will be a key point of contact for regulatory matters, internal teams, and external stakeholders, and will contribute to maintaining a strong compliance culture across the firm.

KEY RESPONSIBILITIES

1. AIFM Regulatory Compliance

  • Monitor and update the regulatory mapping applicable to ARCHIMED's activities as an AMF-authorised AIFM, covering Directive 2011/61/EU, its Level-II Regulation (EU) 231/2013, and the AMF General Regulation
  • Maintain and update internal policies and procedures in line with regulatory requirements applicable for an AMF
  • Coordinate preparation and submission of AMF and CSSF regulatory filings, including Annex IV AIFMD reporting, and manage interactions with the AMF on supervisory matters
  • Monitor legislative and regulatory developments (AIFMD II, MiFID, SFDR, CBDF Directive, ELTIF 2.0) and assess their impact on ARCHIMED's operations

2. Retail Products & ELTIF Compliance

  • Support the compliance framework for MED Access, ARCHIMED's evergreen fund strategy distributed to retail and semi-professional investors, including FCPR and ELTIF 2.0 vehicle compliance
  • Monitor compliance with the ELTIF Regulation (EU) 2015/760 as amended by ELTIF 2.0 (EU) 2023/606, including portfolio composition rules, liquidity requirements, leverage limits and investor eligibility conditions
  • Review and validate marketing communications to ensure compliance with applicable marketing regulation
  • Liaise with the AMF on retail fund authorisation, marketing approval, and any investor protection matters related to retail distribution

3. AML/KYC & Investor Onboarding

  • Maintain and update ARCHIMED's AML/CTF framework in compliance with French and Luxembourg LCB-FT regulations and applicable EU directives (AMLD5/6, AMLA)
  • Review and validate KYC/AML files for institutional, professional and retail investors, including PEP and sanctions screening
  • Manage the LP exclusion and ongoing monitoring process, including adverse media screening and periodic KYC refresh

4. ESG & Sustainable Finance Compliance

  • Control SFDR entity-level and product-level compliance (Article 8 and Article 9 fund disclosures, PAI statements, periodic ESG reports)
  • Monitor evolving ESG regulatory requirements including the EU Taxonomy, CSRD and the ESMA Guidelines on fund names

5. Internal Controls & Governance

  • Contribute to the design and execution of the annual compliance control plan
  • Manage independently and effectively a portfolio of compliance controls and projects
  • Prepare compliance reports for the Management Committee, Board and LPAC as required
  • Organise and deliver compliance training for investment, investor relations and operations teams

Requirements

Education

  • Master's degree (Bac+5) in law, finance, business administration or equivalent
  • Specialisation in financial regulation, compliance or financial law is a strong plus

Experience

  • 5 to 8 years of compliance experience in a regulated asset management environment — SGP, fund administrator, law firm specialising in investment funds, or NCA
  • Solid hands-on experience with AIFMD compliance in an operational context — not purely advisory
  • Direct experience with retail focused investment products (FCPR, ELTIF, AIF, UCITS, or comparable vehicles) is required — knowledge of distribution channels (CGPs, platforms, insurance wrappers, PER) is a strong plus
  • Exposure to Luxembourg fund structures (SCSp, RAIF, SICAR) in addition to French vehicles is an advantage
  • Familiarity with US regulatory matters is a plus

Technical Skills

  • Deep knowledge of AIFMD and its Level-II Regulation, MiFID 2, ELTIF 2.0, SFDR and AMF General Regulation
  • Strong understanding of AML/KYC frameworks applicable to European AIFMs
  • Familiarity with PRIIPs KID requirements and retail marketing compliance
  • Ability to draft high-quality policies, procedures and regulatory analyses in both French and English

Behavioural Competencies

  • Rigorous, well-organised, and capable of managing multiple regulatory workstreams simultaneously
  • Solutions-oriented — able to balance regulatory requirements with operational pragmatism
  • Strong interpersonal skills and ability to work transversally with investment, legal, finance and investor relations teams
  • Proactive in monitoring regulatory developments and translating them into actionable internal updates
  • Discretion and integrity in all matters

Languages

  • French — fluent
  • English — fluent

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